-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, A+iC+ApHV50AiRRdHur8gFsGKIJjql/JpDkpzTtd7MtmHx9TTCQHKb+zBp2cY62q l30Fi1qlOtvOLRzLVF0cmg== 0001193125-10-031947.txt : 20100216 0001193125-10-031947.hdr.sgml : 20100215 20100216124728 ACCESSION NUMBER: 0001193125-10-031947 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100216 DATE AS OF CHANGE: 20100216 GROUP MEMBERS: KATHERINE R. BIRCK GROUP MEMBERS: OAK STREET INVESTMENTS, L.P., A DELAWARE LIMITED PARTNERSHIP SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TELLABS INC CENTRAL INDEX KEY: 0000317771 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363831568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1229 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-33102 FILM NUMBER: 10604574 BUSINESS ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-378-8800 MAIL ADDRESS: STREET 1: ONE TELLABS CENTER STREET 2: 1415 WEST DIEHL ROAD CITY: NAPERVILLE STATE: IL ZIP: 60563 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BIRCK MICHAEL J CENTRAL INDEX KEY: 0001012910 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: TELLABS, INC. STREET 2: ONE TELLABS CTR., 1415 W. DIEHL RD. CITY: NAPERVILLE STATE: IL ZIP: 60563 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO. 15 Schedule 13G Amendment No. 15

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. 15)

 

 

Tellabs, Inc.

(Name of issuer)

 

 

Common Stock

(Title of class of securities)

879664100

(CUSIP number)

December 31, 2009

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is being filed:

x Rule 13d-1(b)

¨ Rule 13d-1(c)

¨ Rule 13d-1(d)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all provisions of the Act (however, see Notes).

 

 

 

 

1


13G

 

 

CUSIP No. 879664100

 

  1   

Name of reporting persons

S.S. or I.R.S. identification nos. of above persons

 

Michael J. Birck

  2  

Check the appropriate box if a member of a group*

(a)  ¨        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    United States

Number of

shares

beneficially

owned by

reporting

person

with

     

Sole voting power

 

    16,559,252

   6   

Shared voting power

 

    17,459,870

   7   

Sole dispositive power

 

    16,558,171

   8   

Shared dispositive power

 

    17,460,951

  9

 

Aggregate amount beneficially owned by each reporting person

 

    31,770,252

10

 

Check box if the aggregate amount in Row (9) excludes certain shares*  x

 

11

 

Percent of class represented by amount in Row 9

 

    8.27%

12

 

Type of reporting person

 

    IN

* SEE INSTRUCTIONS BEFORE FILLING OUT*

 

2


13G

 

 

CUSIP No. 879664100

 

  1   

Name of reporting persons

S.S. or I.R.S. identification nos. of above persons

 

Katherine R. Birck

  2  

Check the appropriate box if a member of a group*

(a)  ¨        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    United States

Number of

shares

beneficially

owned by

reporting

person

with

     

Sole voting power

 

    2,248,870

   6   

Shared voting power

 

    31,770,252

   7   

Sole dispositive power

 

    2,248,870

   8   

Shared dispositive power

 

    31,770,252

  9

 

Aggregate amount beneficially owned by each reporting person

 

    2,248,870

10

 

Check box if the aggregate amount in Row (9) excludes certain shares*  x

 

11

 

Percent of class represented by amount in Row 9

 

    .59%

12

 

Type of reporting person

 

    IN

* SEE INSTRUCTIONS BEFORE FILLING OUT*

 

3


13G

 

 

CUSIP No. 879664100

 

  1   

Name of reporting persons

S.S. or I.R.S. identification nos. of above persons

 

Oak Street Investments, L.P., a Delaware limited partnership

  2  

Check the appropriate box if a member of a group*

(a)  ¨        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    A Delaware limited partnership

Number of

shares

beneficially

owned by

reporting

person

with

     

Sole voting power

 

    0

   6   

Shared voting power

 

    15,211,000

   7   

Sole dispositive power

 

    0

   8   

Shared dispositive power

 

    15,211,000

  9

 

Aggregate amount beneficially owned by each reporting person

 

    15,211,000

10

 

Check box if the aggregate amount in Row (9) excludes certain shares*  x

 

11

 

Percent of class represented by amount in Row 9

 

    3.96%

12

 

Type of reporting person

 

    PN

* SEE INSTRUCTIONS BEFORE FILLING OUT*

 

4


Item 1  

(a)

   Name of Issuer:      
     Tellabs, Inc.      
Item 1  

(b)

   Address of Issuer’s Principal Executive Offices:      
    

One Tellabs Center

1415 West Diehl Road

Naperville, Illinois 60563

     
Item 2  

(a)-(c)

   Name, Principal Business Address and Citizenship of Persons Filing:      
    

This statement is being filed by Michael J. Birck. Mr. Birck’s principal place of business is One Tellabs Center, 1415 West Diehl Road, Naperville, Illinois 60563. Mr. Birck is a United States citizen.

 

Katherine R. Birck is the spouse of Michael J. Birck. Mrs. Birck’s residence is 744 South Oak Street, Hinsdale, Illinois 60521. Mrs. Birck is a United States Citizen.

 

Oak Street Investments, L.P. is a Delaware limited partnership whose principal place of business is 744 South Oak Street, Hinsdale, Illinois 60521. Mr. and Mrs. Birck are both general partners of Oak Street Investments, L.P.

 

With respect to Mr. Birck, this statement relates only to Mr. Birck’s indirect ownership of shares of Common Stock of Tellabs, Inc. owned directly by Oak Street Investments, L.P. and the Tellabs 401(k) Plan, and certain shares of Common Stock of Tellabs, Inc. owned directly by Mr. Birck. Mr. Birck disclaims beneficial ownership of 2,248,870 shares owned by his spouse, Katherine R. Birck.

 

With respect to Mrs. Birck this statement relates only to 2,248,870 shares of Common Stock of Tellabs, Inc. owned directly by Mrs. Birck. Mrs. Birck disclaims beneficial ownership of shares of Common Stock of Tellabs, Inc. owned directly by Mr. Birck, the Tellabs 401(k) Plan and Oak Street Investments, L.P.

     
Item 2  

(d)

   Title of Class of Securities      
     Common Stock      
Item 2  

(e)

   CUSIP Number:      
     879664100      
Item 3.   Not applicable.   

 

Item 4.    Ownership.      
   A.    Michael J. Birck      

 

5


   (a)    Amount Beneficially Owned:      
      31,770,252 Shares (excludes 2,248,870 shares of which the reporting person disclaims beneficial ownership) (1)      
   (b)    Percent of Class:      
      8.27%      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote:      
         16,559,252 (includes 1,081 shares held by the Tellabs 401(k) Plan on behalf of Mr. Birck and excludes 15,211,000 shares held by Oak Street Investments, L.P. and 2,248,870 shares held by Mrs. Birck) (1)      
      (ii)    shared power to vote or to direct the vote:      
         17,459,870 (1) (includes 15,211,000 held by Oak Street Investments, L.P. and 2,248,870 shares held by Mrs. Birck)      
      (iii)    sole power to dispose or to direct the disposition of:      
         16,558,171 (excludes 1,081 shares held by the Tellabs 401(k) Plan, 15,211,000 shares held by Oak Street Investments, L.P. and 2,248,870 shares held by Mrs. Birck)      
      (iv)    shared power to dispose or to direct the disposition of:      
         17,460,951(1) (includes 1,081 shares held by the Tellabs 401(k) Plan, 15,211,000 shares held by Oak Street Investments, L.P. and 2,248,870 shares held by Mrs. Birck)      
   B.    Katherine R. Birck      
   (a)    Amount Beneficially Owned:      
      2,248,870 Shares (excludes 31,770,252 shares of which the reporting person disclaims beneficial ownership) (1)      
   (b)    Percent of Class:      
      .59%      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote:      
         2,248,870 (excludes 15,211,000 shares held by Oak Street Investments, L.P. and 16,559,252 shares held by or on behalf of Mr. Birck)      
      (ii)    shared power to vote or to direct the vote:      
         31,770,252 (1) (includes 15,211,000 shares held by Oak Street Investment, L.P. and 16,559,252 shares held by or on behalf of Mr. Birck)      
      (iii)    sole power to dispose or to direct the disposition of:      
         2,248,870 (excludes 15,211,000 shares held by Oak Street Investments, L.P. and 16,559,252 shares held by or on behalf of Mr. Birck)      
      (iv)    shared power to dispose or to direct the disposition of:      
         31,770,252 (1) (includes 15,211,000 shares held by Oak Street      

 

6


         Investments, L.P. and 16,559,252 shares held by or on behalf of Mr. Birck)      
   C.    Oak Street Investments, L.P.      
   (a)    Amount Beneficially Owned:      
      15,211,000      
   (b)    Percent of Class:      
      3.96%      
   (c)    Number of shares as to which such person has:      
      (i)    sole power to vote or to direct the vote:      
         0      
      (ii)    shared power to vote or to direct the vote:      
         15,211,000      
      (iii)    sole power to dispose or to direct the disposition of:      
         0      
      (iv)    shared power to dispose or to direct the disposition of:      
         15,211,000      
  

(1)    

   The filing of this statement shall not be construed as an admission that the reporting person is, for purposes of Section 13(d) or 13(g) of the Act, the beneficial owner of these securities.      
Item 5.    Ownership of Five Percent or Less of a Class.   
   Not Applicable.   
Item 6.    Ownership of More than Five Percent on Behalf of Another Person.      
   Not Applicable.      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
   Not Applicable.
Item 8.    Identification of Classification of Members of the Group.      
   Not Applicable.      
Item 9.    Notice of Dissolution of Group.      
   Not Applicable.      
Item 10.    Certification.      
  

Not Applicable.

     

 

7


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated: February 16, 2010

 

MICHAEL J. BIRCK

/s/ Michael J. Birck

KATHERINE R. BIRCK

/s/ Katherine R. Birck

OAK STREET INVESTMENTS, L.P.
By:  

/s/ Michael J. Birck

  MICHAEL J. BIRCK

 

8


Exhibit Index

 

Exhibit

        Found on
Sequentially
Numbered Page
Exhibit A:    Agreement of Joint Filing    10

 

9


Exhibit A

Agreement of Joint Filing

The undersigned hereby agree that they are filing jointly pursuant to Rule 13d-1 of the Act the statement dated February 16, 2010, containing the information required by Schedule 13G, for the 16,559,252 shares of Common Stock of Tellabs, Inc., held by or on behalf of Michael J. Birck the 2,248,870 shares of the Common Stock of Tellabs, Inc. held by Katherine R. Birck and the 15,211,000 shares of Tellabs, Inc. Common Stock held by Oak Street Investments, L.P.

Dated: February 16, 2010

 

MICHAEL J. BIRCK

/s/ Michael J. Birck

KATHERINE R. BIRCK

/s/ Katherine R. Birck

OAK STREET INVESTMENTS, L.P.
By:  

/s/ Michael J. Birck

  MICHAEL J. BIRCK

 

10

-----END PRIVACY-ENHANCED MESSAGE-----